Global Compliance & Enterprise Risk Management

📘 Module 1: Foundations of Global Compliance & Risk Governance (1 Hour)

• Definition, objectives, and evolution of compliance & ERM
• Key regulatory frameworks: SOX, COSO, ISO 31000, IFC, DPDP, GDPR
• Board oversight and role of Chief Compliance & Risk Officers
• Three lines of defense model and internal controls

📘 Module 2: Risk Identification, Assessment & Appetite (1 Hour)

• Risk taxonomy and classification (strategic, operational, legal, reputational)
• Qualitative and quantitative risk assessment tools
• Heatmaps, KRIs, and risk scoring mechanisms
• Defining and implementing a risk appetite framework

📘 Module 3: Compliance Program Design & Maturity (1 Hour)

• Elements of an effective compliance program
• Policy management, compliance registers, and audit trail
• Global compliance certifications (ISO 37301, SCCEs)
• Self-assessments and compliance maturity models

📘 Module 4: Risk Mitigation Planning & Incident Management (1 Hour)

• Designing risk responses: avoid, mitigate, transfer, accept
• Whistleblower mechanisms, investigations & root cause analysis
• Incident reporting templates and escalation workflows
• Crisis management & business continuity planning

📘 Module 5: Integrating Technology in Risk & Compliance (1 Hour)

• GRC platforms (MetricStream, RSA Archer, SAP GRC)
• Regulatory tech (RegTech) and compliance automation
• AI and predictive analytics in risk detection
• Dashboards for board and regulatory reporting

📘 Module 6: Case Studies, Trends & Enterprise Risk Culture (45 Minutes)

• Case studies: Wells Fargo, Volkswagen, Indian NBFCs
• Building a culture of integrity and accountability
• Conduct risk, third-party risk, and ESG risk
• Future of ERM: agile, decentralized, data-driven

📊 Govern globally, act locally — Create resilient compliance ecosystems that adapt, respond, and lead in an interconnected risk landscape.