Compliance & Regulatory Landscape

📘 Module 1: Foundations of Compliance (30 minutes)

📖 Section 1.1: What is Compliance?

• Definition and scope
• Corporate, legal, and ethical dimensions
• Internal controls and compliance culture

📖 Section 1.2: Regulatory Compliance vs. Voluntary Standards

• Mandatory legal frameworks
• Voluntary compliance (ISO, ESG, codes of conduct)

📘 Module 2: Sectoral Regulations in India (30 minutes)

📖 Section 2.1: Key Regulatory Bodies

• SEBI – Securities and Exchange Board of India
• MCA – Ministry of Corporate Affairs
• RBI, TRAI, IRDAI – financial, telecom, and insurance regulators

📖 Section 2.2: Industry-Specific Compliance

• FSSAI (Food), CDSCO (Pharma), BIS (Consumer Goods)
• IT/DPDP Act for data protection and tech compliance

📘 Module 3: Governance, Ethics & Risk Management (30 minutes)

📖 Section 3.1: Principles of Good Governance

• Accountability, transparency, integrity
• Whistleblower mechanisms
• Board oversight and compliance officers

📖 Section 3.2: Risk Identification & Compliance Controls

• Risk assessment frameworks
• Compliance audits and reporting systems
• Third-party and vendor compliance

📘 Module 4: Global Compliance & Trends (30 minutes)

📖 Section 4.1: International Frameworks

• FCPA, GDPR, OECD Guidelines
• UN Sustainable Development Goals (SDGs) and ESG compliance

📖 Section 4.2: Technology and Compliance Innovation

• RegTech and automated compliance tools
• Blockchain, AI in compliance tracking
• Future skills for compliance professionals

📌 Build confidence in navigating complex compliance environments and strengthening organizational integrity and resilience.