Compliance & Ethics: Deep Dive

📘 Module 1: Building an Effective Compliance Program (1 Hour)

• Elements of a robust compliance framework (ISO 37301)
• Policy architecture and compliance registers
• Role of compliance officer and reporting lines
• Third-party risk and vendor compliance

📘 Module 2: Code of Conduct & Ethical Culture (1 Hour)

• Designing and rolling out a Code of Conduct
• Conflict of interest, gifts & hospitality, insider trading
• Embedding values through training and leadership modeling
• Culture audits and tone at the top

📘 Module 3: Whistleblower Mechanisms & Investigations (1 Hour)

• Whistleblower protection under Companies Act & SEBI LODR
• Anonymous reporting channels and global best practices
• Investigation protocols and documentation standards
• Remediation and closure reporting to audit committees

📘 Module 4: Ethics in Decision-Making & Risk Dilemmas (1 Hour)

• Real-world ethical dilemma analysis and case simulations
• Balancing compliance with commercial pressures
• Behavioral drivers and red flags of misconduct
• Board accountability and cross-functional alignment

⚖️ Elevate integrity — Strengthen your compliance culture and embed ethics into everyday operations and leadership behavior.