Anti-Money Laundering (AML) & Terrorist Financing
Master the principles of Anti-Money Laundering (AML) & Counter-Terrorist Financing (CTF) compliance.
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Enroll now for early access of e-LMS
Online
Corporates
Moderate
1 hours
Compliance & Ethics: Deep Dive, Law, Law Professionals
About
The AML & Terrorist Financing program is designed for financial professionals, compliance officers, and legal experts responsible for ensuring regulatory compliance and preventing financial crimes. Governments and financial institutions must combat money laundering, terrorist financing, and financial fraud to protect the integrity of the financial system. This program provides a comprehensive guide to AML laws, risk assessment strategies, transaction monitoring, and reporting obligations to help professionals detect suspicious activities and ensure compliance.
Aim
- Provide a deep understanding of global AML/CTF regulations and compliance frameworks.
- Teach best practices for identifying, investigating, and reporting suspicious transactions.
- Equip professionals with strategies to develop and implement AML compliance programs.
- Ensure businesses adhere to financial crime prevention laws while minimizing risk exposure.
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Program Objectives
- Understand the core principles of AML and Counter-Terrorist Financing (CTF).
- Learn about global regulatory bodies, including FATF, FinCEN, EU AML Directives, and OFAC sanctions programs.
- Gain insights into Customer Due Diligence (CDD), Know Your Customer (KYC), and Enhanced Due Diligence (EDD).
- Develop skills in monitoring transactions, detecting red flags, and reporting suspicious activities (SARs/STRs).
- Explore real-world case studies of AML failures and enforcement actions.
Program Structure
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Module 1: Introduction to AML & Terrorist Financing
- Understanding money laundering, its stages (placement, layering, integration), and terrorist financing.
- The role of financial institutions, regulators, and law enforcement agencies.
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Module 2: AML & CTF Regulatory Frameworks
- Overview of FATF Recommendations, FinCEN (USA), EU AML Directives, and the USA PATRIOT Act.
- Compliance obligations for banks, fintech firms, cryptocurrency exchanges, and financial institutions.
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Module 3: Know Your Customer (KYC) & Due Diligence
- Implementing Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), and Risk-Based Approaches.
- Screening customers against sanctions lists, PEP (Politically Exposed Persons) lists, and high-risk jurisdictions.
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Module 4: Transaction Monitoring & Suspicious Activity Reporting
- Detecting red flags and financial crime indicators.
- Filing Suspicious Activity Reports (SARs) and Suspicious Transaction Reports (STRs) with regulators.
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Module 5: Risk Management, Enforcement Actions & Case Studies
- Reviewing AML enforcement cases, fines, and penalties for non-compliance.
- Best practices for developing an effective AML compliance program.
Participant’s Eligibility
- AML compliance officers and financial crime specialists.
- Banking, fintech, and cryptocurrency professionals handling risk management.
- Legal professionals and corporate counsel ensuring regulatory adherence.
- Law enforcement and investigative professionals tracking financial crimes.
Program Outcomes
- Mastery of AML/CTF compliance frameworks and regulations.
- Enhanced skills in transaction monitoring, risk assessment, and reporting.
- Ability to detect, prevent, and mitigate money laundering risks.
- Confidence in implementing AML programs and regulatory compliance strategies.
Fee Structure
Discounted Fee: INR 1999 USD 29
Batches
Certificate
Program Assessment
Certification to this program will be based on the evaluation of following assignment (s)/ examinations:
| Exam | Weightage |
|---|---|
| Final Online Exam | 50% |
| Project Report Submission (Includes Mandatory Paper Publication) | 50 % |
To study the printed/online course material, submit and clear the mid term assignments, project work/research study (in completion of project work/research study, a final report must be submitted) and the online examination, you are allotted a 1-month period. You will be awarded a certificate, only after successful completion/ and clearance of all the aforesaid assignment(s) and examinations.
Program Deliverables
- Access to e-LMS
- Paper Publication Opportunity
- Self Assessment
- e-Certification
- e-Marksheet
Future Career Prospects
With governments increasing AML/CTF regulations and enforcement actions, professionals skilled in AML risk assessment, compliance, and regulatory reporting are highly sought after. This program provides a strong foundation for careers in banking, fintech, regulatory compliance, and law enforcement.
Job Opportunities
- AML Compliance Officer
- Financial Crime Investigator
- Banking & Cryptocurrency Compliance Specialist
- KYC/EDD Analyst
- Regulatory & Risk Management Consultant
Disclaimer
This program provides educational insights into AML/CTF compliance. It is not a substitute for professional legal, regulatory, or financial crime advisory services. Participants should consult AML compliance experts for specific organizational needs.
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